AXS-One solutions address the following areas within Investment Banking:

• Risk Management Compliance for the capture, storage, management and retrieval of electronic communication and documents, associated with relevant regulation and legislation:

• Sarbanes-Oxley
• FSA
• SEC 17a-4 and 17a-3

• NASD 3010

• UK Combined Code

• E-delivery of traditional paper based items. Such as:

• Client reports
• Invoices & statements

• Online query resolution:

• Invoice queries with brokers
• Statement reconciliation

• Archival of legacy system data

• Trades

(e.g., money transmitters; issuers, redeemers and sellers of money orders and travelers’ checks; check cashers and currency exchangers); and casinos and card clubs.